Why Frontier Solutions?

Frontier Solutions offers an out-sourced compliance program.

• Complete regulatory supervision of registered representatives
• Review engagement agreements and promotional materials
• Implement Anti-Money Laundering (AML) requirements 
• Proper registration and licensing with FINRA and Blue Sky requirements
• Email monitoring and archiving solutions
• Comprehensive investment manager and private issuer due diligence
• Continuing Education program
• Branch office registration and inspections